Short Title, Commencement & Definitions
Regulation 1. Short title and commencement
Regulation 2. Definitions
Definitions Part - 2
Regulation 2. Definitions (Continued)
Regulation 3. Applicability of the regulations
Initial Public Offer on a Main Board
Regulation 4. Reference Date
Regulation 5. Entities not eligible to make an initial public offer
Regulation 6. Eligibility requirements for an initial public offer
Regulation 7. General Conditions
Regulation 8. Additional conditions for an offer for sale
Regulation 8A. Additional conditions for an offer for sale for issues under Regulation 6(2)
Issue of Convertible Debt Instruments and Warrants
Regulation 9. Eligibility requirements for issue of convertible debt instruments
Regulation 10. Additional requirements for issue of convertible debt instruments
Regulation 11. Conversion of optionally convertible debt instruments into equity shares
Regulation 12. Issue of convertible debt instruments for financing
Regulation 13. Issue of warrants
Promoters Contribution
Regulation 14. Minimum promoters’ contribution
Regulation 15. Securities ineligible for minimum promoters’ contribution
Lock-In Restrictions on Transferability
Regulation 16. Lock-in of specified securities held by the promoters
Regulation 17. Lock-in of specified securities held by persons other than the promoters
Regulation 18. Lock-in of specified securities lent to stabilising agent under the green shoe option
Regulation 19. Lock-in of party-paid securities
Regulation 20. Inscription or recording of non-transferability
Regulation 21. Pledge of locked-in specified securities
Regulation 22. Transferability of locked-in specified securities
Appointments
Regulation 23. Appointment of Lead Managers , Other Intermediaries and Compliance Officer
Disclosures and Filing of Offer Documents
Regulation 24. Disclosures in the draft offer document and offer document
Regulation 25. Filing of the draft offer document and offer document
Regulation 26. Draft offer document and offer document to be available to the public
Issuance Conditions & Procedure
Regulation 31. Minimum offer to public
Regulation 32. Allocation in the net offer
Regulation 33. Reservation on a competitive basis
Regulation 34. Abridged prospectus
Regulation 35. ASBA
Regulation 36. Availability of issue material
Regulation 37. Prohibition on payment of incentives
Regulation 39. IPO Grading
Regulation 40. Underwriting
Issue Conditions & Procedures - Part 2
Regulation 41. Monitoring agency
Regulation 42. Public communications, publicity materials, advertisements and research reports
Regulation 43. Issue-related advertisements
Regulation 44. Opening of the issue
Regulation 45. Minimum subscription
Regulation 46. Period of subscription
Regulation 47. Application and minimum application value
Regulation 48. Manner of Calls
Regulation 49. Allotment procedure and basis of allotment
Regulation 50. Allotment, refund and payment of interest
Regulation 51. Post-issue advertisements
Regulation 52. Post-issue responsibilities of the lead manager(s)
Regulation 53. Release of subscription money
Regulation 54. Reporting of transactions of the promoters and promoter group and other pre-IPO transactions
Regulation 55. Post-issue reports
Miscellaneous
Regulation 56. Restriction on further capital issues
Regulation 57. Price stabilisation through green shoe option
Regulation 58. Alteration of rights of holders of specified securities
Regulation 59. Post-listing exit opportunity for dissenting shareholders
Initial Public Offer on Main Board
Regulation 59A. Definitions
Regulation 59B. Application of this Chapter
Regulation 59C. Pre-filing of draft offer document with the Board and Stock Exchanges
Regulation 59D. Interaction with qualified institutional buyers
Regulation 59E. General Conditions
Rights Issue
Regulation 60. Reference Date
Regulation 61. Entities not eligible to make a rights issue
Regulation 62. General Conditions
Rights Issue - Part 2
Regulation 63. Additional requirements for issue of convertible debt instruments
Regulation 64. Roll over of non-convertible portion of partly convertible debt instruments
Regulation 65. Conversion of optionally convertible debt instruments into equity shares
Regulation 66. Issue of convertible debt instruments for financing
Regulation 67. Issue of warrants
Regulation 68. Record Date
Appointment of Intermediaries , Pricing and Issuance Conditions and Procedure
Regulation 69. Intermediary Appointment
Regulation 70. Material Disclosures
Regulation 71. Filing of the draft letter of offer and letter of offer
Regulation 72. Draft letter of offer and letter of offer to be available to the public
Regulation 73. Pricing
Regulation 74. Reservations
Regulation 75. Letter of Offer
Regulation 76. ASBA
Regulation 77. Availability of letter of offer and other issue materials
Regulation 77A. Credit of rights entitlements and allotment of specified securities
Regulation 77B. Allotment to Specific Investors
Regulation 78. Conditions for making applications on plain paper
Regulation 79. Prohibition on payment of incentives
Regulation 80. Omitted
Regulation 81. Underwriting
Regulation 82. Monitoring agency
Issuance Conditions and Procedure - Part 2 (For Rights Issues)
Regulation 83. Public communications, publicity materials, advertisements and research reports
Regulation 84. Issue-related advertisements
Regulation 85. Opening of the issue
Regulation 86. Minimum subscription
Regulation 87. Period of subscription
Regulation 88. Payment options
Regulation 89. Manner of Calls
Regulation 90. Allotment procedure and basis of allotment
Regulation 91. Allotment, refund and payment of interest
Regulation 92. Post-issue advertisements
Regulation 93. Post-issue responsibilities
Regulation 94. Release of subscription money
Regulation 95. Reporting of transactions of the promoters and promoter group and other pre-issue transactions
Regulation 96. Post-Issue Reports
